Contingencies, Commitments, and Going Concern

FAR coverage for loss contingencies, gain contingencies, commitments, guarantees, warranties, and going-concern disclosure.

Contingencies and commitments are tested in FAR because uncertainty does not always create a liability. Some matters require accrual, some require disclosure only, and some require no recognition until a future event occurs. The exam answer depends on probability, estimability, whether the matter is a loss or gain contingency, and whether the entity has already received goods or services.

The safest approach is to separate recognition from disclosure. A probable and reasonably estimable loss contingency is accrued. A reasonably possible loss is disclosed. A remote loss is usually not disclosed unless a specific guarantee or similar rule applies. Gain contingencies are handled more conservatively because revenue or gains should not be recognized before realization is sufficiently certain.

In This Chapter

Lesson Main question What to master
Loss Contingencies, Gain Contingencies, and Disclosure Thresholds Should the uncertainty be accrued, disclosed, or ignored? Probable, reasonably possible, remote, reasonably estimable, gain contingency conservatism
Legal Claims, Warranties, Guarantees, and Potential Liabilities How do common fact patterns change the accounting? Litigation, warranties, guarantees, expected losses, journal-entry consequences
Commitments, Purchase Obligations, and Lease-Related Disclosures When does an executory obligation become a recognized liability? Purchase commitments, unconditional obligations, disclosure boundaries, onerous or loss contracts
Going Concern Evaluation and Disclosure Under ASC 205-40 Does substantial doubt exist, and do management plans alleviate it? One-year evaluation window, substantial doubt, mitigating plans, disclosure outcomes

Recognition Decision Flow

    flowchart TB
	    A["Uncertain event or obligation identified"] --> B{"Loss contingency or gain contingency?"}
	    B -->|"Loss"| C{"Probable and reasonably estimable?"}
	    C -->|"Yes"| D["Accrue loss and disclose when needed"]
	    C -->|"No"| E{"Reasonably possible?"}
	    E -->|"Yes"| F["Disclose nature and possible loss or range"]
	    E -->|"No"| G["Usually no disclosure if remote"]
	    B -->|"Gain"| H["Do not recognize before realization is sufficiently certain"]
	    H --> I["Disclose carefully only when appropriate"]

Contingency Treatment Checkpoints

Scenario clue Recognition response Disclosure response
Loss is probable and reasonably estimable Accrue the best estimate or minimum amount in a range when no amount is better. Disclose nature and range when needed for clarity.
Loss is reasonably possible Do not accrue. Disclose the nature and possible loss or range when material.
Loss is remote Usually do not accrue. Usually no disclosure, unless special guarantee or similar guidance applies.
Gain contingency exists Do not recognize before realization is sufficiently certain. Avoid misleading disclosure that implies recognition is assured.
Commitment or executory contract exists Do not record a liability merely because a contract is signed. Disclose significant commitments when required or useful to users.
Going-concern substantial doubt exists Apply ASC 205-40 disclosure logic rather than ordinary loss-contingency accrual logic. Disclose substantial doubt and management plans when required.

How to Use This Chapter

  • Start by identifying whether the fact pattern is a loss contingency, gain contingency, commitment, guarantee, warranty, or going-concern issue.
  • Do not write a journal entry until probability and estimability have been evaluated.
  • Treat commitments as disclosure and completeness issues unless performance, loss recognition, or another standard creates a present liability.
  • Remember that going concern uses a different evaluation model under ASC 205-40, focused on substantial doubt and management plans.
  • Return here whenever a FAR miss involves probability wording, estimated ranges, legal claims, purchase commitments, guarantees, or substantial-doubt disclosures.

In this section

Revised on Monday, June 15, 2026